ACH COMPLIANCE AUDIT AND RISK ASSESSMENT HANDBOOK 2010
AVAILABLE TO ORDER NOW!

Will Ship In February 2010

The 2010 ACH Compliance Audit and Risk Assessment Handbook provides the necessary tools for financial institutions to perform the required annual ACH compliance audit and risk assessment as required by NACHA Operating Rules. In December of 2009, two amendments to the Rules became effective:

1) expands the scope of audit coverage by incorporating additional rules within an FIs requirements for a compliance review

2) requires all participating DFIs to conduct a risk assessment of their ACH activities and to implement risk management programs based on the results of such assessments, in accordance with the requirements of their regulator(s).

This easy to use guide, authored by Terri Sands, AAP, Managing Director, Payments Information Circle, includes instructions, examples, and specific rules corresponding to each 2010 ACH compliance audit requirement, as well as ACH terms and definitions. It also includes instructions, examples and specific regulatory guidance for performing the required risk assessment. Offered as a spiral bound workbook, the Handbook also includes a CD version for electronic data entry.

To place your order, download and print order form below and fax to 404-591-8886.

ACH Compliance Audit and Risk Assessment Handbook 2010 Order Form

THE REMOTE DEPOSIT CAPTURE
AUDIT MANUAL

A Comprehensive Guide to Examining Your Financial Institution’s and Corporate Customer’s RDC Practice

The Remote Deposit Capture Audit Manual is a step by step guide that provides financial institutions’ compliance and other applicable staff with an easy to follow guide for examining the internal and corporate customer process.

This Manual is available as a spiral bound workbook and includes a CD version for electronic data entry. It utilizes an easy to follow format that includes the following:

• Introduction to Remote Deposit Capture and the various types of risk exposure

• A detailed questionnaire broken down by specific departments (deposit operations, compliance, business development/cash management, legal, information technology, etc.)

• Easy to understand instructional guide that includes a place to document comments and a “how to test” guide for each question asked

• A corporate customer audit section to be used by the financial institution to conduct on-site inspections

To place your order, download and print the order form below and fax to 404-591-8886.

RDC Audit Manual Order Form