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The 2011 ACH Compliance Audit and Risk Assessment Handbook provides the necessary tools for financial institutions to perform the required annual ACH compliance audit and risk assessment as required by NACHA Operating Rules.
This easy to use guide, authored by Terri Sands, AAP, Managing Director, Payments Information Circle, includes instructions, examples, and specific rules corresponding to each 2011 ACH compliance audit requirement, as well as ACH terms and definitions. It also includes instructions, examples and specific regulatory guidance for performing the required risk assessment. Offered as a spiral bound workbook, the Handbook also includes a CD version for electronic data entry.
To place your order, download and print order form below and fax to 404-591-8886. |
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ACH Compliance Audit and Risk Assessment
Handbook 2011 Order Form |
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THE REMOTE DEPOSIT CAPTURE
AUDIT MANUAL
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A Comprehensive Guide to Examining Your Financial Institution’s
and Corporate Customer’s RDC Practice |
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The Remote Deposit Capture Audit Manual is a step by step guide that provides financial institutions’ compliance and other applicable staff with an easy to follow guide for examining the internal and corporate customer process.
This Manual is available as a spiral bound workbook and includes a CD version for electronic data entry. It utilizes an easy to follow format that includes the following:
- Introduction to Remote Deposit Capture and the various types of risk exposure
- A detailed questionnaire broken down by specific departments (deposit operations, compliance, business development/cash management, legal, information technology, etc.)
- Easy to understand instructional guide that includes a place to document comments and a “how to test” guide for each question asked
- A corporate customer audit section to be used by the financial institution to conduct on-site inspections
To place your order, download and print the order form below and fax to 404-591-8886. |
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RDC Audit Manual Order Form |
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THE REMOTE DEPOSIT CAPTURE
RISK ASSESSMENT MANUAL |
| Guidelines for Assessing the Risks of the Remote Deposit Capture Process |
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This easy to follow Manual will assist financial institutions in completing an Remote Deposit Capture risk assessment. This risk assessment provides a breakdown of the various risks of providing RDC delivery services including credit, operational, fraud, reputational, compliance and third party risk and allows the user to rate the threat of each current business practice in place. In addition, the Manual provides the user with a suggested best business practice for each question asked to compare to when determining the extent of the financial institutions risk when offering RDC. Offered as a spiral bound workbook, the Manual also includes a CD version for electronic data entry. |
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To place your order, download and print the order form below and fax to 404-591-8886. |
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RDC Risk Manual Order Form |
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